Analyst/Senior Analyst - Compliance (Core and Advisory Reporting)
Organising Institution / Firm
D. E. Shaw India Private Limited
Quick Verified Facts
📅 Deadline
Rolling Basis (Official)
📍 Mode / Location
Gurugram, Haryana, India
💰 Stipend / Pay
Not Specified
🎓 Eligibility
Master of Business Administration (MBA/PGDM) along with 1-3 years of work experience in the financial services industry; understanding of securities regulations, Code of Ethics framework, and financial instruments; result-oriented mindset, self-motivation, robust analytical and problem-solving skills, high attention to detail, and excellent communication skills.
🛡️ Category
Job
Full Opportunity Brief
Contextual Overview
D. E. Shaw India Private Limited is seeking an Analyst/Senior Analyst for its Compliance team based in Gurugram, Haryana. The role involves working closely with a team of attorneys and compliance professionals to ensure business activities comply with regulatory requirements, handling real-time issues related to global investment products.
Key Eligibility Criteria
- Master of Business Administration (MBA/PGDM) degree.
- 1 to 3 years of work experience in the financial services industry.
- Understanding of securities regulations, Code of Ethics frameworks, and financial instruments.
- Strong analytical, problem-solving, and communication skills with high attention to detail.
- Technical proficiency in Python, Power Query, Power BI, or similar tools is preferred.
Responsibilities & Scope of Work
- Review pre-clearance requests, brokerage disclosures, and restricted list activity to identify risk patterns.
- Lead complex investigations into potential policy breaches in partnership with Legal, Compliance, HR, and business leadership.
- Enhance the Code of Ethics monitoring program by refining frameworks, strengthening policies, and leveraging data-driven insights.
- Assist in filing regulatory obligations requiring complex quantitative and qualitative analysis of firm data.
- Collaborate on long-term projects with development and analytics teams to maintain compliance standards.
Stipend, Compensation & Mode
Compensation: Attractive compensation package with excellent benefits (exact amounts not specified).
Mode: Full-time, On-site (Gurugram)
Application Procedure & Required Documents
Interested candidates who meet the eligibility criteria can apply directly through the official recruitment portal.
- Step 1: Visit the official application link provided below.
- Step 2: Submit your application along with an updated resume and required details.
Official Notification & Contact Information
Official Application Link: D. E. Shaw India Careers Portal
Careers Information: https://www.deshawindia.com/careers