Sr Compliance Officer (Merchant Banking-Qualified CS)

Contextual Overview

GLOBELANCE is inviting applications for the position of Sr Compliance Officer (Merchant Banking-Qualified CS) based in the Eastern Suburbs, Maharashtra, India (Mumbai). This senior-level role focuses on overseeing regulatory compliance and end-to-end IPO mandates within merchant banking operations.

Key Eligibility Criteria

• Mandatory: Qualified Company Secretary (CS).
• Minimum of 3 years of experience in a listed merchant banking company.
• Proven experience in managing IPO mandates from inception to completion.
• Strong understanding of compliance regulations in the financial sector.
• Excellent analytical, problem-solving, communication, and interpersonal skills.

Responsibilities & Scope of Work

• Ensure compliance with regulatory requirements and internal policies for all merchant banking operations.
• Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks.
• Conduct regular compliance audits and assessments to identify potential risks and areas for improvement.
• Develop and implement compliance programs and training for staff to promote a culture of compliance.
• Liaise with regulatory authorities and ensure timely submission of necessary documentation.
• Monitor changes in regulations and assess their impact on the company’s operations.
• Prepare compliance reports for senior management and the board of directors.

Stipend, Compensation & Mode

• Base Pay Range: ₹1,000,000.00/yr - ₹1,500,000.00/yr (Up to ₹15 LPA)
• Employment Type: Full-time
• Location: Eastern Suburbs, Maharashtra, India

Application Procedure & Required Documents

Interested candidates can apply directly through the official job posting portal by submitting their updated resume and verifying profile qualifications.

Official Notification & Contact Information

Official Application Link: GLOBELANCE Job Listing

Contact Details: Not specified