Sr Compliance Officer (Merchant Banking-Qualified CS)

Sr Compliance Officer (Merchant Banking-Qualified CS) at GLOBELANCE

GLOBELANCE is seeking a Senior Compliance Officer with a mandatory qualification as a Company Secretary (CS) to oversee regulatory compliance for merchant banking operations in Mumbai. The role focuses on ensuring adherence to SEBI regulations and internal policies, particularly regarding IPO mandates.

Key Eligibility Criteria

• Mandatory Qualification: Qualified Company Secretary (CS).
• Experience: Minimum 3 years in a listed merchant banking company.
• Specific Expertise: Proven experience in managing IPO mandates from inception to completion.
• Skills: Strong understanding of financial sector compliance regulations, analytical, and communication skills.

Responsibilities & Scope of Work

• Ensure compliance with regulatory requirements and internal policies for all merchant banking operations.
• Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks.
• Conduct regular compliance audits and assessments to identify potential risks.
• Develop and implement compliance programs and training for staff.
• Liaise with regulatory authorities and ensure timely submission of necessary documentation.
• Monitor changes in regulations and assess their impact on operations.
• Prepare compliance reports for senior management and the board of directors.

Compensation & Mode

• Base Pay Range: ₹1,000,000.00/yr - ₹1,500,000.00/yr (Up to ₹15 LPA).
• Employment Type: Full-time.

Application Status

Note: The job posting indicates that GLOBELANCE is no longer accepting applications for this specific role.

Official Notification & Contact Information

Application Link: LinkedIn Job Posting
Contact Info: Not specified in the source document.