Sr Compliance Officer (Merchant Banking-Qualified CS)

Sr Compliance Officer (Merchant Banking-Qualified CS)

Organization: GLOBELANCE
Location: Mumbai, India
Compensation: ₹1,000,000.00/yr - ₹1,500,000.00/yr
Status: No longer accepting applications

Key Eligibility Criteria

• Mandatory Qualification: Qualified Company Secretary (CS).
• Experience: Minimum of 3 years of experience in a listed merchant banking company.
• Specific Expertise: Proven experience in managing IPO mandates from inception to completion.
• Skills: Strong understanding of compliance regulations in the financial sector; excellent analytical, problem-solving, and communication skills.

Responsibilities & Scope of Work

• Ensure compliance with regulatory requirements and internal policies for all merchant banking operations.
• Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks.
• Conduct regular compliance audits and assessments to identify potential risks and areas for improvement.
• Develop and implement compliance programs and training for staff to promote a culture of compliance.
• Liaise with regulatory authorities and ensure timely submission of necessary documentation.
• Monitor changes in regulations and assess their impact on the company’s operations.
• Prepare compliance reports for senior management and the board of directors.

Application Procedure

The job listing indicates that applications are no longer being accepted. Candidates should check the official GLOBELANCE careers page or LinkedIn profile for future openings or similar roles.

Official Notification & Contact Information

Source Link: LinkedIn Job Posting
Contact: Not specified in the source text.