Compliance Officer
Organising Institution / Firm
HireFlexperts
Quick Verified Facts
📅 Deadline
Rolling Basis (Official)
📍 Mode / Location
Gandhinagar, Gujarat, India
💰 Stipend / Pay
Not Specified
🎓 Eligibility
3-8 years of experience in regulatory compliance, specifically within financial services and IFSCA frameworks.
🛡️ Category
Job
Full Opportunity Brief
Compliance Officer at HireFlexperts
HireFlexperts is seeking an experienced Compliance Officer to be based in Gandhinagar, Gujarat. The role involves ensuring organizational adherence to regulatory, legal, AML/KYC, and IFSCA requirements. The incumbent will report directly to the Board of Directors and manage critical regulatory filings, investor grievances, and internal audits.
Key Eligibility Criteria
- Experience: 3-8 years of relevant professional experience.
- Expertise: Strong knowledge of IFSCA circulars, AML/KYC frameworks, FATCA/CRS, and UBO identification.
- Certifications: Proficiency in NISM or IFSCA-equivalent certifications is required for regulated roles.
Responsibilities & Scope of Work
- Monitor and ensure compliance with IFSCA guidelines and master circulars.
- Oversee AML/KYC processes, including sanctions screening, EDD, and FIU-IND reporting.
- Manage the compliance calendar and ensure timely submission of annual compliance audit reports.
- Serve as the primary point of contact for investor grievances.
- Conduct internal reviews and manage corrective actions for audit observations.
Stipend & Compensation
Not specified.
Application Procedure
Interested candidates should apply via the official LinkedIn job portal:
FAQs
- To whom does the Compliance Officer report? The role reports directly and independently to the Board of Directors.
- What is the primary regulatory body for this role? The role focuses heavily on compliance with IFSCA (International Financial Services Centres Authority) requirements.
