Associate General Counsel - Neuberger Wealth (excl US)

Associate General Counsel - Neuberger Wealth (excl US)

Neuberger (Neuberger Berman) is hiring an Associate General Counsel to join the Legal & Compliance Department in London. This role focuses on the non-U.S. retail business, requiring expertise in legal and compliance issues arising from asset management for private clients across non-U.S. jurisdictions.

Key Eligibility Criteria

• Qualified solicitor, barrister, or attorney admitted in England & Wales.
• Overseas-qualified attorneys with equivalent experience are considered.
• Minimum 5 years of post-qualification experience in private wealth, asset management, or financial services law.
• Must have the right to work in the UK without current or future sponsorship.

Responsibilities & Scope of Work

• Provide strategic advice on legal and regulatory issues affecting the non-U.S. retail business.
• Advise on regulatory frameworks including FCA rules, AIFMD, MiFID II, GDPR, and MAS.
• Partner with U.S. legal colleagues and regional compliance teams to ensure policy compliance.
• Advise on distribution and delivery of products in non-U.S. markets, including licensing and permissioning.
• Draft and update advisory agreements and review commercial contracts, RFPs, and marketing materials.
• Develop and maintain monitoring processes for ongoing compliance and risk management.

Compensation & Mode

Stipend/Salary: Not specified in the source text.

Employment Type: Full-time

Seniority Level: Mid-Senior level

Application Procedure

1. Visit the official LinkedIn job posting.
2. Sign in or create a LinkedIn account.
3. Click 'Apply' to submit your application directly through the platform.

Contact Information

For accessibility or application assistance: onlineaccommodations@nb.com

Company Website: www.neuberger.com