Associate Director / Senior Officer, Compliance

Contextual Overview

Balyasny Asset Management L.P. is seeking an experienced Associate Director / Senior Officer, Compliance for its Asia region operations based in Singapore. The role reports to the Head of Asia Compliance and focuses on the development, implementation, and oversight of the firm’s regional compliance program, ensuring adherence to regulations set by the SFC, JFSA, KFB, MAS, and other relevant bodies.

Key Eligibility Criteria

• Experience: Minimum 8 years of relevant compliance experience in fund management or regulatory bodies in Asia.
• Specialization: Minimum 3 years of investment/trading compliance experience, including knowledge of Asia listed equities and market misconduct regulations (insider trading, market manipulation).
• Education: Bachelor’s degree is mandatory; Master’s degree, CFA, or industry certifications are preferred.
• Regional Expertise: Experience with China, Korea, and Taiwan markets is highly preferred.

Responsibilities & Scope of Work

• Provide direct support to the Head of Asia Compliance to manage regional compliance priorities.
• Provide compliance counsel to investment staff regarding research, trading, and day-to-day business matters.
• Monitor regulatory developments and update internal policies and procedures accordingly.
• Conduct compliance training for staff in Hong Kong and Singapore.
• Assist with surveillance, forensic testing, and the submission of regulatory filings.
• Maintain a strong compliance presence and oversight across all regional offices.

Stipend, Compensation & Mode

Not specified by the organization.

Application Procedure

Interested candidates should apply directly via the official LinkedIn portal:

1. Visit the official job posting.
2. Sign in to your LinkedIn account to submit your application.
3. Ensure your profile reflects your experience in investment compliance and regulatory filings.

FAQs

• Does this role require specific regional knowledge? Yes, the role requires familiarity with regulations in the Asia region, with a preference for candidates experienced in China, Korea, and Taiwan markets.
• What is the primary focus of this position? The role is a mid-senior compliance position focused on investment/trading compliance, regulatory reporting, and providing counsel to investment staff.