Associate / Manager, Compliance
Organising Institution / Firm
KGI Singapore
Quick Verified Facts
📅 Deadline
Rolling Basis (Official)
📍 Mode / Location
Singapore, Singapore
💰 Stipend / Pay
Not Specified
🎓 Eligibility
Degree holder with minimum 5 years of relevant experience; familiarity with securities/futures market laws (SFA, FAA, SGX-ST Rules, etc.).
🛡️ Category
Jobs
Full Opportunity Brief
Contextual Overview
KGI Singapore, a leading multi-asset brokerage firm and member of the Singapore Exchange, is hiring an Associate/Manager for its Compliance department. This role focuses on regulatory advisory, trade surveillance, and ensuring organizational adherence to securities and futures trading laws within the Singaporean financial market.
Key Eligibility Criteria
- Degree holder.
- Minimum 5 years of relevant professional experience.
- Demonstrated familiarity with SFA, FAA, SGX-ST Rules, and Futures Trading Rules.
- Strong analytical, communication, and organizational skills.
Responsibilities & Scope of Work
- Provide compliance advisory and guidance to both front and back-office operations.
- Conduct trade surveillance, AML reviews, and internal compliance testing.
- Develop and maintain compliance programs, self-assessment questionnaires, and policy updates.
- Liaise with regulators and the Head Office regarding reporting and findings.
- Conduct staff training on regulatory requirements and internal policies.
Stipend, Compensation & Mode
Stipend: Not specified
Mode: Full-time, On-site
Application Procedure
Interested candidates should apply directly through the official LinkedIn job portal:
- Visit the official KGI Singapore job posting.
- Click the 'Apply' button to submit your application via the LinkedIn platform.