Associate/AVP, Compliance

Contextual Overview

Maybank Investment Banking Group is seeking an Associate/AVP for its Compliance department in Singapore. This role focuses on overseeing regulatory compliance and Anti-Money Laundering (AML) frameworks within Maybank Asset Management Singapore, ensuring adherence to both internal policies and external regulatory standards.

Key Eligibility Criteria

• Education: Bachelor’s or Master’s degree in Business.
• Experience: Minimum 5 to 8 years of relevant compliance experience in the financial services or investment banking industry.
• Certifications: Industry certifications such as MICA or FICP are required to be endorsed.
• Technical Skills: Proficiency in World-Check and Bloomberg AIMS is considered an advantage.

Responsibilities & Scope of Work

• Manage overall compliance and AML matters, including monitoring activities and policy updates.
• Conduct AML/KYC checks and monitor investment rules within trading systems.
• Produce compliance reports for the Head of Compliance and relevant subsidiaries.
• Facilitate regulatory awareness training for staff.
• Liaise with regulators, auditors, and internal departments (Risk, Legal) to ensure compliance and successful audit outcomes.

Stipend, Compensation & Mode

Not specified. This is a full-time, mid-senior level professional position.

Application Procedure

Interested candidates should apply directly via the official LinkedIn job portal. Please ensure your profile is updated with relevant experience in compliance and AML before submission.

Official Notification

View Official Job Posting on LinkedIn

FAQs

• Is this a legal role? This is a compliance-focused role within the financial services sector, categorized under Compliance & Policy.
• What is the selection process? Maybank notes that only shortlisted candidates will be notified.