Compliance Officer, Asset Management
Organising Institution / Firm
Randstad Singapore (for a Capital Markets Services licensed Asset Manager)
Quick Verified Facts
๐ Deadline
Rolling Basis (Official)
๐ Mode / Location
Singapore, Singapore
๐ฐ Stipend / Pay
Not Specified
๐ Eligibility
Bachelorโs Degree from a reputable institution; Minimum of 6 years of specialized experience in compliance within the fund management industry; Deep technical knowledge of Singapore's regulatory landscape (SFA, FAA, AML/CFT).
๐ก๏ธ Category
Jobs
Full Opportunity Brief
Contextual Overview
Randstad Singapore is recruiting a Compliance Officer on behalf of a Capital Markets Services licensed Asset Manager. This role focuses on maintaining a robust regulatory framework, managing statutory audits, and ensuring adherence to Singapore's financial regulations within the fund management sector.
Key Eligibility Criteria
- Education: Bachelorโs Degree from a reputable institution.
- Experience: Minimum of 6 years of specialized compliance experience within the fund management industry.
- Technical Skills: In-depth knowledge of the Securities and Futures Act (SFA), Financial Advisers Act (FAA), and AML/CFT requirements.
- Competencies: Proven ability to work independently in an institutional environment.
Responsibilities & Scope of Work
- Oversee and implement regulatory frameworks aligned with MAS guidelines.
- Manage regulatory interactions, including submissions, audits, and communications with statutory bodies.
- Monitor investment and trade activities for adherence to mandates and internal policies.
- Execute portfolio compliance reviews for various fund structures and managed accounts.
- Champion ethical standards and compliance awareness across business units.
Stipend, Compensation & Mode
Not specified.
Application Procedure
- Visit the official LinkedIn job portal.
- Click the 'Apply' button to submit your application through the platform.
- Alternatively, candidates may contact the recruiter at 98237297.