Compliance Specialist
Organising Institution / Firm
Schroders
Quick Verified Facts
📅 Deadline
Rolling Basis (Official)
📍 Mode / Location
Singapore
💰 Stipend / Pay
Not Specified
🎓 Eligibility
Degree holder with at least 3-5 years of relevant working experience, preferably in an asset management environment. Must have a good understanding of local regulations impacting asset management firms.
🛡️ Category
Job
Full Opportunity Brief
Contextual Overview
Schroders, a global investment manager, is seeking a Compliance Specialist based in Singapore. The role focuses on ensuring the firm operates within the regulatory framework, mitigating risks, and maintaining effective compliance monitoring programs within the asset management sector.
Key Eligibility Criteria
- Education: Degree holder.
- Experience: 3-5 years of relevant experience, preferably in an asset management setting.
- Knowledge: Strong understanding of local regulations impacting asset management firms; knowledge of retail product-related regulations is an advantage.
- Skills: Effective communication, analytical problem-solving, and the ability to work independently in a fast-paced environment.
Responsibilities & Scope of Work
- Monitor regulatory changes and provide compliance advisory to business units.
- Conduct trade surveillance and execute the Compliance Monitoring Program.
- Assist the Money Laundering Reporting Officer (MLRO) as a second line of defense.
- Manage substantial shareholding disclosures and provide cross-border activity advisory.
- Review marketing materials, RFPs, and client agreements from a compliance perspective.
- Conduct in-house staff training on AML, personal dealing, and licensing requirements.
Stipend, Compensation & Mode
Not specified. This is a full-time, permanent position.
Application Procedure
Interested candidates should apply directly through the official Schroders job portal via the LinkedIn link provided below.
Official Application Link: Schroders Careers Portal (via LinkedIn)