Assistant Vice President, Regulatory Compliance, UOB Asset Management
Organising Institution / Firm
UOB Asset Management Ltd
Quick Verified Facts
๐ Deadline
Rolling Basis (Official)
๐ Mode / Location
Singapore, Singapore
๐ฐ Stipend / Pay
Not Specified
๐ Eligibility
Bachelorโs degree in banking, law or related discipline; 4-6 yearsโ experience in Banking, Compliance, or Legal; Legal background and experience in banking is preferred.
๐ก๏ธ Category
Jobs
Full Opportunity Brief
Contextual Overview
UOB Asset Management Ltd is seeking an Assistant Vice President for its Regulatory Compliance Department in Singapore. The role involves providing regulatory compliance advice, managing global oversight for overseas investment management entities, and ensuring adherence to asset management regulations, including the Securities & Futures Acts (SFA) and Anti-Money Laundering (AML) policies.
Key Eligibility Criteria
- Bachelorโs degree in banking, law, or a related discipline.
- 4-6 years of professional experience in Banking, Compliance, or Legal sectors.
- Strong analytical, problem-solving, and communication skills.
- Preferred: Legal background and prior experience in the banking industry.
Responsibilities & Scope of Work
- Prepare Regulation Risk Assessments, Annual Compliance Plans, and Manuals.
- Review product-related marketing and sales materials for regulatory compliance.
- Ensure compliance with AML, Anti-Bribery, and Corruption regulations.
- Monitor and test compliance risk management frameworks.
- Provide guidance and training to staff on compliance policies and new regulatory changes.
- Coordinate responses to regulatory consultation papers and information requests.
Stipend, Compensation & Mode
Stipend: Not specified.
Mode: Full-time, On-site (Singapore).
Application Procedure
Interested candidates must apply through the official UOB LinkedIn job portal. Ensure your profile is updated with relevant experience in banking or compliance before submitting your application.